FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (Business# 50097) is a corporation registered with Vermont Secretary of the State (SOS). The registration date is July 23, 1991.
| Business Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Business ID | 50097 |
| File Number | N07327 |
| Principal Office Address |
1735 K Street Nw Washington DC 20006 |
| Mailing Address |
9509 Key West Avenue Finance/tax Rockville MD 20850 |
| Foreign Address |
1735 K Street Nw Washington DC 20006 |
| Formation Place | Delaware |
| Business Type | Foreign Non-profit Corporation |
| Corporation Type | NON-PROFIT |
| Business Description | REGULATION ASSOCIATION |
| Business Status | Active |
| Business Origin Date | 1991-07-23 |
| Last Annual Report Date | 2016-04-30 |
| Registered Agent | CORPORATION SERVICE COMPANY |
| Registered Agent Address |
100 North Main Street Suite 2 Barre VT 05641 |
| Title | Name | Business Address |
|---|---|---|
| Vice President | Susan F. Axelrod, Executive Vice Preside | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Robert Colby, Chief Legal Officer | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Cameron Funkhouser, Exec Vice President | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Steven A. Joachim, Executive Vice Presi | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Steven J. Randich, Exec Vice President & | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Thomas M. Selman, Excutive Vice Presiden | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Geraldine M. Walsh, Sr Vice President | 1735 K Street Nw, Washington, DC 20006 |
| Director | Richard G. Ketchum, Chairman & Ceo | 1735 K Street Nw, Washington, DC 20006 |
| Director | Carol (john) Anthony Davidson | 4851 Bonita Bay Blvd., #1404, Bonita Springs, FL 34134 |
| Director | Robert Keenan Jr. | 1609 West Main Street, Russellville, AR 72801 |
| Director | Brigitte C. Madrian | 79 Jfk Street, Mailbox 114, Jfk School of Government, Cambridge, MA 02138 |
| Director | Luis M. Viceira | Baker Library 367, Harvard Business School, Boston, MA 02163 |
| Director | Brian J. Kovack Esq. | 6451 N. Federal Hwy, Suite 1201, C/o Kovack Securities, Inc., Fort Lauderdale, FL 33308 |
| Director | Elisse B. Walter | 7529 Royal Dominion Dr, Bethesda, MD 20817 |
| Director | Joseph M. Mecane | 745 Seventh Ave, 3rd Floor, Barclays, New York, NY 10019 |
| Director | Joseph R.v. Romano | 1560 Sherman Ave, Ste 1300, Romano Brothers & Co., Evanston, IL 60201 |
| Director | Kathleen A. Murphy | 200 Seaport Blvd, V7a, Personal Investing, Boston, MA 02210 |
| Director | Mark W. Cresap | 259 Radnor-chester Rd, Suite 230 Cresap, Inc., Radnor, PA 19807 |
| Vice President | Robert A. Renner | 1735 K Street, Nw, Washington, DC 20006 |
| Director | Susan Wolburgh Jenah | 192 Carmichael Ave, Toronto, M5M 2 |
| Secretary | Marcia Asquith, Senior Vice President | 1735 K Street Nw, Washington, DC 20006 |
| President | Richard G. Ketchum, Chairman & Ceo | 1735 K Street Nw, Washington, DC 20006 |
| Treasurer | Todd T. Diganci, Executive Vice Presiden | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Gregory Ahern, Executive Vice President | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | J. Bradley Bennett, Exec Vice President | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Carlo V. Di Florio, Chief Risk Officer | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Thomas Gira, Executive Vice President | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Tracy Johnson, Senior Vice President | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Michael Rufino, Executive Vice President | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Jonathan S. Sokobin, Sr Vice President & | 1735 K Street Nw, Washington, DC 20006 |
| Vice President | Bill Wollman, Executive Vice President | 1735 K Street Nw, Washington, DC 20006 |
| Director | John J. Brennan | 439 Chandlee Drive, The Vanguard Group, Berwyn, PA 19312 |
| Director | William H. Heyman | 385 Washington Street, Saint Paul, MN 55102 |
| Director | Rochelle Lazarus | 636 11th Avenue, New York, NY 10036 |
| Director | John W. Schmidlin | 15 Springcroft Road, Far Hills, NJ 07931 |
| Director | James D. Weddle | 12555 Manchester Road, St. Louis, MO 63131 |
| Director | Charles I. Plosser | 9 Laurel Oak Rd, Alelia Island, FL 32034 |
| Director | John W. Thiel | 2 World Financial Center, 42, Merrill Lynch Wealth Management, New York, NY 10281 |
| Director | Joshua S. Levine | 315 W. 36th Street, 10th Floor, New York, NY 10018 |
| Director | Leslie F. Seidman | 10 Beechwood Lane, Westport, CT 06880 |
| Director | Randal K. Quarles | 79 South Main Street, 3rd Floor, Salt Lake City, UT 84111 |
| Vice President | Richard W. Berry, Executive Vice Preside | 1735 K Street, Nw, Washington, DC 20006 |
| Director | Robert W. Scully | 9 E 79th Street, New York, NY 10075 |
| Entity Type | Entity Name | Entity Address |
|---|---|---|
| Colorado Business Entities | Financial Industry Regulatory Authority, Inc. | 1735 K Street, Nw, Washington, DC 20006 |
| Oregon Corporations, Companies and Business Names | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K St Nw, Washington, DC 20006 |
| Indiana Business Entities | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K Street, Nw, Washington, DC 20006 |
| Massachusetts Corporations | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K Street, Nw, Washington, DC 20006 |
| Oklahoma Business Registrations | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K St, Nw, Washington, DC 20006 |
| Iowa Business Entities | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K Street Nw, Washington, DC 20006 |
| Connecticut Business Registrations | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K Street Nw, Washington, DC 20006 |
| Indiana Business Entities | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. FINRA | 9509 Key W Ave, Rockville, MD 20850 |
| Street Address | 1735 K STREET NW |
| City | WASHINGTON |
| State | DC |
| Zip Code | 20006 |
| Business Name | Office Address | Registered Agent | Registration |
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| Finra Regulation, Inc. | 1735 K Street Nw, Washington, DC 20006 | Corporation Service Company | 1997-12-17 |
| Nasd Regulation, Inc. | 1735 K Street Nw, Washington, DC 20006 | Ct Corporation System | 1996-12-11 |
| Nasdaq Stock Market, Inc., The | 1735 K Street Nw, Washington, DC 20006 | Ct Corporation System | 1980-10-10 |
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| Center for Climate Strategies, Inc. | 1800 K.street Nw #714, Washington, DC 20006 | Wennberg Group LLC | 2011-03-28 |
| Americans Elect Corp. | 1775 Pennsylvania Ave Nw, Suite 1200, Washington, DC 20006 | 2010-07-29 | |
| Winvale Group, LLC The | 1901 Pnslvnia Ave Nw1000, Washington, DC 20006 | Corporate Creations Network Inc. | 2010-03-25 |
| Pursuant, Inc. | 1701 Pennsylvania Avenue, Washington, DC 20006 | Melissa Marcello | 2009-04-29 |
| United Nations Foundation, Inc. | 1750 Pennsylvania Avenue, Nw, Suite 300, Washington, DC 20006 | National Registered Agents, Inc. | 2008-08-11 |
| Unioncare, LLC | 1625 Eye Street, Nw, Washington, DC 20006 | Ct Corporation System | 2008-08-01 |
| Better World Fund, Inc. | 1750 Pennsylvania Avenue, Nw, Suite 300, Washington, DC 20006 | National Registered Agens, Inc | 2008-07-30 |
| Find all businesses in zip 20006 | |||
| Title | Name | Business Address | Residence Address |
|---|---|---|---|
| Vice President | Susan F. Axelrod, Executive Vice Preside | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Robert Colby, Chief Legal Officer | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Cameron Funkhouser, Exec Vice President | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Steven A. Joachim, Executive Vice Presi | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Steven J. Randich, Exec Vice President & | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Thomas M. Selman, Excutive Vice Presiden | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Geraldine M. Walsh, Sr Vice President | 1735 K Street Nw, Washington, DC 20006 | |
| Director | Richard G. Ketchum, Chairman & Ceo | 1735 K Street Nw, Washington, DC 20006 | |
| Director | Carol (john) Anthony Davidson | 4851 Bonita Bay Blvd., #1404, Bonita Springs, FL 34134 | |
| Director | Robert Keenan Jr. | 1609 West Main Street, Russellville, AR 72801 | |
| Director | Brigitte C. Madrian | 79 Jfk Street, Mailbox 114, Jfk School of Government, Cambridge, MA 02138 | |
| Director | Luis M. Viceira | Baker Library 367, Harvard Business School, Boston, MA 02163 | |
| Director | Brian J. Kovack Esq. | 6451 N. Federal Hwy, Suite 1201, C/o Kovack Securities, Inc., Fort Lauderdale, FL 33308 | |
| Director | Elisse B. Walter | 7529 Royal Dominion Dr, Bethesda, MD 20817 | |
| Director | Joseph M. Mecane | 745 Seventh Ave, 3rd Floor, Barclays, New York, NY 10019 | |
| Director | Joseph R.v. Romano | 1560 Sherman Ave, Ste 1300, Romano Brothers & Co., Evanston, IL 60201 | |
| Director | Kathleen A. Murphy | 200 Seaport Blvd, V7a, Personal Investing, Boston, MA 02210 | |
| Director | Mark W. Cresap | 259 Radnor-chester Rd, Suite 230 Cresap, Inc., Radnor, PA 19807 | |
| Vice President | Robert A. Renner | 1735 K Street, Nw, Washington, DC 20006 | |
| Director | Susan Wolburgh Jenah | 192 Carmichael Ave, Toronto, M5M 2 | |
| Secretary | Marcia Asquith, Senior Vice President | 1735 K Street Nw, Washington, DC 20006 | |
| President | Richard G. Ketchum, Chairman & Ceo | 1735 K Street Nw, Washington, DC 20006 | |
| Treasurer | Todd T. Diganci, Executive Vice Presiden | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Gregory Ahern, Executive Vice President | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | J. Bradley Bennett, Exec Vice President | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Carlo V. Di Florio, Chief Risk Officer | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Thomas Gira, Executive Vice President | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Tracy Johnson, Senior Vice President | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Michael Rufino, Executive Vice President | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Jonathan S. Sokobin, Sr Vice President & | 1735 K Street Nw, Washington, DC 20006 | |
| Vice President | Bill Wollman, Executive Vice President | 1735 K Street Nw, Washington, DC 20006 | |
| Director | John J. Brennan | 439 Chandlee Drive, The Vanguard Group, Berwyn, PA 19312 | |
| Director | William H. Heyman | 385 Washington Street, Saint Paul, MN 55102 | |
| Director | Rochelle Lazarus | 636 11th Avenue, New York, NY 10036 | |
| Director | John W. Schmidlin | 15 Springcroft Road, Far Hills, NJ 07931 | |
| Director | James D. Weddle | 12555 Manchester Road, St. Louis, MO 63131 | |
| Director | Charles I. Plosser | 9 Laurel Oak Rd, Alelia Island, FL 32034 | |
| Director | John W. Thiel | 2 World Financial Center, 42, Merrill Lynch Wealth Management, New York, NY 10281 | |
| Director | Joshua S. Levine | 315 W. 36th Street, 10th Floor, New York, NY 10018 | |
| Director | Leslie F. Seidman | 10 Beechwood Lane, Westport, CT 06880 | |
| Director | Randal K. Quarles | 79 South Main Street, 3rd Floor, Salt Lake City, UT 84111 | |
| Vice President | Richard W. Berry, Executive Vice Preside | 1735 K Street, Nw, Washington, DC 20006 | |
| Director | Robert W. Scully | 9 E 79th Street, New York, NY 10075 |
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| Family Mountain House, LLC | One Liberty Plaza, New York, NY 10006 | Corporation Service Company | 2016-03-31 |
| Mba General Contracting, LLC | 33126 Magnolia Circle, Magnolia, TX 77354 | Corporation Service Company | 2016-03-31 |
| Waypoint Resource Group, LLC | 301 Sundance Parkway, Round Rock, TX 78681 | Corporation Service Company | 2016-03-30 |
| Molina Medicaid Solutions | 200 Oceangate, Suite 100, Long Beach, CA 90802 | Corporation Service Company | 2016-03-30 |
| Truerisk Advisors, LLC | 10440 N Central Expressway, Suite 800, Dallas, TX 75231 | Corporation Service Company | 2016-03-29 |
| Dye Management Group, Inc. | 135 Lake Street South, Suite 230, Kirkland, WA 98033 | Corporation Service Company | 2016-03-29 |
| Selectsolutions Insurance Services, Inc. | 1350 Carlback Ave., Walnut Creek, CA 94596 | Corporation Service Company | 2016-03-28 |
| Mitsubishi Ufj Lease & Finance (u.s.a.) Inc. | 7300 Turfway Rd., Ste. 510, Florence, KY 41042 | Corporation Service Company | 2016-03-25 |
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| Data Provider | Vermont Secretary of the State (SOS) |
| Jurisdiction | State of Vermont |
This dataset includes 790 thousands business entities and corporations registered with Vermont Secretary of the State (SOS). Each entity is registered with business ID, business name, location, registered agent, principals, etc.