FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.


Address: 1735 K Street Nw, Washington, DC 20006

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (Business# 0255309) is a corporation registered with Connecticut Secretary of the State (SOS). The registration date is November 20, 1990.

Business Overview

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. is a business corporation registered with Connecticut Secretary of the State (SOS). The business ID number is #0255309. The registration date is November 20, 1990. The business address is 1735 K Street Nw, Washington, DC 20006. The current business status is active. The registered agent of the business is Corporation Service Company.

Basic Information

Business Name FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Business ID 0255309
Business Address 1735 K Street Nw
Washington
DC 20006
State Citizenship Foreign/DE
Business Type Non-Stock
Registration Date 1990-11-20
Last Report Year 2014-01-01
Business Status Active

Registered Agent

Registered Agent Name CORPORATION SERVICE COMPANY

Business Principals

Title Name Business Address Residence Address
Chairman, Ceo & Director Richard G. Ketchum
Executive Vice President Gregory Ahern
Executive Vice President & Cfo Todd T. Diganci
Chief Hearing Officer Linda D. Fienberg
Chief Legal Officer Robert Colby
Executive Vice President Thomas M. Selman
Executive Vice President J. Bradley Bennett
Executive Vice President Susan F. Axelrod
Director John J. Brennan
Director W. Dennis Ferguson
Director Richard S. Pechter
Director James D. Weddle
Executive Vice President & Cio Steven J. Randich
Director Robert Keenan
Executive Vice President Michael Rufino
Director Mark W. Cresap
Director Elisse B. Walter
Senior Vice President & Corp Secretary Marcia E. Asqutih
Senior Vice President Tracy Johnson
Senior Vice President Geraldine Walsh
Director Mark S. Casady
Director William H. Heyman
Director John W. Schmidlin
Director Joel Seligman
Director Seth H. Waugh
Director Gregory J Fleming
Director Kevin Carreno
Chief Risk Officer Carlo V. Di Florio
Executive Vice President Cameron Funkhouser
Svp & Chief Economist Jonathan S. Sokobin
Executive Vice President Thomas Gira
Director Carol A. Davidson
Director Rochelle Lazarus
Executive Vice President Steven A. Joachim
Executive Vice President Bill Wollman
Director Susan W. Jenah
Director Brigitte C. Madrian
Director Leslie F. Seidman
Director Luis M. Viceira

Other Data Sources

Entity Type Entity Name Entity Address
Colorado Business Entities Financial Industry Regulatory Authority, Inc. 1735 K Street, Nw, Washington, DC 20006
Oregon Corporations, Companies and Business Names FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 1735 K St Nw, Washington, DC 20006
Indiana Business Entities FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 1735 K Street, Nw, Washington, DC 20006
Massachusetts Corporations FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 1735 K Street, Nw, Washington, DC 20006
Oklahoma Business Registrations FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 1735 K St, Nw, Washington, DC 20006
Vermont Business Registrations FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 1735 K Street Nw, Washington, DC 20006
Iowa Business Entities FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 1735 K Street Nw, Washington, DC 20006
Indiana Business Entities FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. FINRA 9509 Key W Ave, Rockville, MD 20850

Office Location

Business Officer

Title Name Business Address Residence Address
Chairman, Ceo & Director Richard G. Ketchum
Executive Vice President Gregory Ahern
Executive Vice President & Cfo Todd T. Diganci
Chief Hearing Officer Linda D. Fienberg
Chief Legal Officer Robert Colby
Executive Vice President Thomas M. Selman
Executive Vice President J. Bradley Bennett
Executive Vice President Susan F. Axelrod
Director John J. Brennan
Director W. Dennis Ferguson
Director Richard S. Pechter
Director James D. Weddle
Executive Vice President & Cio Steven J. Randich
Director Robert Keenan
Executive Vice President Michael Rufino
Director Mark W. Cresap
Director Elisse B. Walter
Senior Vice President & Corp Secretary Marcia E. Asqutih
Senior Vice President Tracy Johnson
Senior Vice President Geraldine Walsh
Director Mark S. Casady
Director William H. Heyman
Director John W. Schmidlin
Director Joel Seligman
Director Seth H. Waugh
Director Gregory J Fleming
Director Kevin Carreno
Chief Risk Officer Carlo V. Di Florio
Executive Vice President Cameron Funkhouser
Svp & Chief Economist Jonathan S. Sokobin
Executive Vice President Thomas Gira
Director Carol A. Davidson
Director Rochelle Lazarus
Executive Vice President Steven A. Joachim
Executive Vice President Bill Wollman
Director Susan W. Jenah
Director Brigitte C. Madrian
Director Leslie F. Seidman
Director Luis M. Viceira

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Dataset Information

Data Provider Connecticut Secretary of the State (SOS)
Jurisdiction State of Connecticut
Related Datasets Connecticut Professional Licenses, Connecticut Child Care Facilities

This dataset includes 790 thousands business entities and corporations registered with Connecticut Secretary of the State (SOS). Each entity is registered with business ID, business name, location, registered agent, principals, etc.

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