Connecticut License


Jurisdiction: Connecticut
Source: Connecticut Department of Consumer Protection

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

Securities - Exemptions · CHICAGO · Search Result

Licensee Name Office Address Credential Effective / Expiration
Thomas Bravo Discover Fund IIi-p, L.p. 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 Securities - Exemptions 2020-06-12 ~
Thoma Bravo Explore Fund, L.p. 150 North Riverside Plaza, Chicago, IL 60606 Securities - Exemptions 2020-06-10 ~
Gcg Investors V, Lp 230 West Monroe St, Ste 2000, Chicago, IL 60606 Securities - Exemptions 2020-04-09 ~
Bedford Capital Partners I, L.p. 121 W Wacker Dr, Ste 3600, Chicago, IL 60601 Securities - Exemptions 2020-05-22 ~
Nextgen Growth Partners Fund II, Lp 656 W Randloph St, Ste 400, Chicago, IL 60661 Securities - Exemptions 2020-05-22 ~
Pharmacann Inc. 199 S Lasalle, Fl 29, Chicago, IL 60603 Securities - Exemptions 2020-05-15 ~
Merit Capital Fund Vii, L.p. 303 W Madison St, Ste 2100, Chicago, IL 60606 Securities - Exemptions 2020-05-13 ~
Gems Fund 5, L.p. 150 S Wacker Dr, Ste 800, Chicago, IL 60606 Securities - Exemptions 2020-05-14 ~
Air U.S. Life Fund Iv, Lp 333 S Wabasg Avem Fl 27, Chicago, IL 60604 Securities - Exemptions 2020-05-06 ~
Oak Street Real Estate Capital Fund V (a), Lp 125 S Wacker Dr, Ste 1220, Chicago, IL 60606 Securities - Exemptions 2020-04-24 ~
Performance Spv I LLC 311 S Wacker Dr, Chicago, IL 60606 Securities - Exemptions 2020-04-22 ~
Chicken Investors, LLC 111 E Wacker Dr, Ste 900, Chicago, IL 60601 Securities - Exemptions 2020-03-11 ~
Multi-advisor Funds Emerging Markets Debt Fund 50 South Lasalle St, Chicago, IL 60603 Securities - Exemptions 2020-04-15 ~
Arch Venture Fund X Overage, L.p. 8755 W Higgins Rd, Ste 1025, Chicago, IL 60631 Securities - Exemptions 2020-04-09 ~
Black Buffalo, Inc. 201 N Garland Court, #708, Chicago, IL 60601 Securities - Exemptions 2020-03-17 ~
Ceres Sustainable Food & Agriculture Bridge Fund, L.p. 401 N Michigan Ave, Ste 1200, Chicago, IL 60611 Securities - Exemptions 2020-04-01 ~
300 N. Michigan Partners, LLC 1330 West Fulton, Chicago, IL 60607 Securities - Exemptions 2020-03-03 ~
Se Orlando Hotel Investors, LLC 350 N. Lasalle Street, Chicago, IL 60654 Securities - Exemptions 2020-03-02 ~
Oak Street Real Estate Capital Fund V, Lp 125 S. Wacker Drive, Chicago, IL 60606 Securities - Exemptions 2020-02-20 ~
Aj Berwick Fund, LLC 133 N. Jefferson Street, Chicago, IL 60661 Securities - Exemptions 2020-02-11 ~
Cresset PC Tcm, LLC 444 W. Lake Street, Chicago, IL 60606 Securities - Exemptions 2020-02-07 ~
Thoma Bravo Explore Fund P, Lp 150 North Riverside Plaza, Chicago, IL 60606 Securities - Exemptions 2020-02-06 ~
Nuveen Municipal Opportunities Fund Lp 333 West Wacker Drive, Suite 2800, Chicago, IL 60606 Securities - Exemptions 2020-02-14 ~
Longford Capital Fund IIi, Lp 35 West Wacker Drive, Chicago, IL 60601 Securities - Exemptions 2020-02-03 ~
Ipi Partners II-a,l.p. 300 N. Lasalle St., Chicago, IL 60654 Securities - Exemptions 2020-01-29 ~
Icl Capital LLC 8750 W. Bryn Mawr, Chicago, IL 60631 Securities - Exemptions 2020-01-21 ~
Antares Unitholder Investment, LLC 500 West Monroe Street, Chicago, IL 60661 Securities - Exemptions 2020-01-16 ~
Edge Focus High Yield Fund, Lp 1664 N Orchard St # 3, Chicago, IL 60614-5114 Securities - Exemptions 2020-01-15 ~
Waukesha Investora, LLC 111 E. Wacker Drive, Chicago, IL 60601 Securities - Exemptions 2019-12-20 ~
Whi Real Estate Partners V, Lp 353 North Clark Street, Chicago, IL 60654 Securities - Exemptions 2019-12-20 ~
Valor Equity Partnes V, Lp 875 North Michigan Avenue, Chicago, IL 60611 Securities - Exemptions 2019-12-12 ~
Prescient Capital Alternative Fixed Income Fund, LLC 200 South Wacker Drive, Chicago, IL 60606 Securities - Exemptions 2019-12-10 ~
Catholic United Investment Trust International Small Capitalization Equity Fund 111 S Wacker Dr, Chicago, IL 60606-4302 Securities - Exemptions 2019-12-09 ~
Fastmodel Holdings, LLC 444 Michigan Avenue, Chicago, IL 60611 Securities - Exemptions ~
Supernova Companies, LLC 213 W Institute Pl Ste 408, Chicago, IL 60610-3194 Securities - Exemptions 2019-12-26 ~
Air U.S. Life Fund I, Lp 333 S. Wabsh Avenue, Chicago, IL 60604 Securities - Exemptions 2019-11-17 ~
Des Plaines Investors, LLC 111 East Wacker Drive, Chicago, IL 60601 Securities - Exemptions 2019-11-15 ~
Neuberger Berman Loan Advisors Holdings II (cayman) Lp C/o Neuberger Berman Loan Advisors, Chicago, IL 60603 Securities - Exemptions 2019-11-01 ~
Rcp Fund Xiv, Lp 353 N. Clark Street, Chicago, IL 60654 Securities - Exemptions 2019-10-29 ~
Kovitz Diversified Real Estate Fund, LLC 115 South Lasalle Street, Chicago, IL 60603 Securities - Exemptions 2019-10-25 ~
Madison Dearborn Capital Partners Viii-a, Lp 70 West Madison Street, Chicago, IL 60602 Securities - Exemptions 2019-10-25 ~
Rivernorth Institutional Partners, Lp 325 N. Lasalle St, Chicago, IL 60654 Securities - Exemptions 2019-10-16 ~
Valor Siren Ventures, Lp 875 Norh Michigan Avenue, Chicago, IL 60611 Securities - Exemptions 2019-10-16 ~
Jackson Boulevard Investors, LLC 30 S. Wacker Drive, Chicago, IL 60606 Securities - Exemptions 2019-10-15 ~
Key Holdings, Inc. 515 State St, Chicago, IL 60654 Securities - Exemptions 2019-09-26 ~
Jcdp- 6 Qp, LLC 600 W. Chicago Avenue, Chicago, IL 60654 Securities - Exemptions 2019-10-03 ~
Phoenician Resources Fund IIi, A, LLC 875 N Michigan Ave Ste 3707, Chicago, IL 60611-1915 Securities - Exemptions 2019-09-13 ~
Mission Investment Fund of The Evangelical Lutheran In America 8765 West Higgins Rd, Chicago, IL 60631 Securities - Exemptions 2015-04-06 ~
Mission Investment Fund of The Evangelical Lutheran Church In America 8765 West Higgins Road, Chicago, IL 60631 Securities - Exemptions 2016-04-06 ~
Thomas Bravo Discover Fund IIi-a, L.p. 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 Securities - Exemptions 2020-06-12 ~
Thomas Bravo Discover Fund IIi, L.p. 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 Securities - Exemptions 2020-06-12 ~
Thomas Bravo Fund Xiv, L.p. 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 Securities - Exemptions 2020-06-12 ~
Thomas Bravo Fund Xiv-a, L.p. 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 Securities - Exemptions 2020-06-12 ~
Thoma Bravo Fund Xiv-p, L.p. 150 North Riverside Plaza, Chicago, IL 60606 Securities - Exemptions 2020-06-10 ~
Multi-advisor Funds Energy Infrastructure Fund - Eagle Global Advisors, LLC 50 South Lasalle St, Chicago, IL 60603 Securities - Exemptions 2020-04-15 ~
Multi-advisor Funds Covered Call Equity Income Fund 50 South Lasalle St, Chicago, IL 60603 Securities - Exemptions 2020-04-15 ~
Pep Meridian Park, L.l.c 200 West Madison Street, Chicago, IL 60606 Securities - Exemptions 2020-02-28 ~
Water Street Healthcare Partners Iv S, Lp 444 West Lake Street, Chicago, IL 60606 Securities - Exemptions 2020-02-20 ~
Thoma Bravo Explore Fund, Lp 150 North Riverside Plaza, Chicago, IL 60606 Securities - Exemptions 2020-02-07 ~
Private Equity Core Fund (qp) Viii, Lp 50 South Lasalle Street, Chicago, IL 60603 Securities - Exemptions 2019-12-31 ~
Whi Real Estate Partners V-te, Lp 353 North Clark Street, Chicago, IL 60654 Securities - Exemptions 2019-12-20 ~
May River Capital Fund II, Lp One North Wacker Drive, Chicago, IL 60606 Securities - Exemptions 2019-12-23 ~
Linden Structured Capital Fund, Lp 150 North Riverside Plaza, Chicago, IL 60606 Securities - Exemptions 2019-12-12 ~
Vpc Onshore Specialty Finance Fund IIi,lp 150 North Riverside Plaza, Chicago, IL 60606 Securities - Exemptions 2019-12-12 ~
Mission Investment Fund of The Evangelical Lutheran Church In America Chicago, IL 60631 Securities - Exemptions 2014-08-01 ~
Aj St. Andrews Fund, LLC 133 N. Jefferson Street, Chicago, IL 60661 Securities - Exemptions 2019-11-19 ~
Madison Dearborn Capital Partners Viii-b, Lp 70 West Madison Street, Chicago, IL 60602 Securities - Exemptions 2019-10-25 ~
Gls Capital Partners Fundi, Lp 444 West Lake Street, Chicago, IL 60606 Securities - Exemptions 2019-10-23 ~
Valor Siren Ventures I-a, LLC 875 North Michigan Avenue, Chicago, IL 60611 Securities - Exemptions 2019-10-16 ~
Aj New Orleans Fund, LLC 133 N. Jefferson Street, Chicago, IL 60661 Securities - Exemptions 2019-10-10 ~
Mission Investment Fund of The Envangelical Lutheran Church In America Chicago, IL 60631 Securities - Exemptions 2019-08-29 ~
Mission Investment Fund of The Evangelical Lutheran Church In America 8765 West Higgins Rd, Chicago, IL 60631 Securities - Exemptions 2019-04-03 ~