NEUBERGER BERMAN LOAN ADVISORS HOLDINGS II (CAYMAN) LP (Credential# 1807925) is licensed (Securities - Exemptions) with Connecticut Department of Consumer Protection. The license effective date is November 1, 2019. The license status is ACTIVE.
NEUBERGER BERMAN LOAN ADVISORS HOLDINGS II (CAYMAN) LP is licensed with the Department of Consumer Protection of Connecticut. The credential number is #SE.1114068. The credential type is securities - exemptions. The effective date is November 1, 2019. The business address is C/o Neuberger Berman Loan Advisors, Chicago, IL 60603. The current status is active.
Licensee Name | NEUBERGER BERMAN LOAN ADVISORS HOLDINGS II (CAYMAN) LP |
Business Name | NEUBERGER BERMAN LOAN ADVISORS HOLDINGS II (CAYMAN) LP |
Credential ID | 1807925 |
Credential Number | SE.1114068 |
Credential Type | Securities - Exemptions |
Business Address |
C/o Neuberger Berman Loan Advisors Chicago IL 60603 |
Business Type | BUSINESS |
Status | ACTIVE - ACTIVE |
Active | 1 |
Issue Date | 2019-11-01 |
Effective Date | 2019-11-01 |
Refresh Date | 2019-11-21 |
Street Address | C/O NEUBERGER BERMAN LOAN ADVISORS |
City | CHICAGO |
State | IL |
Zip Code | 60603 |
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Pharmacann Inc. | 199 S Lasalle, Fl 29, Chicago, IL 60603 | Securities - Exemptions | 2020-05-15 ~ |
Institute for The International Education of Students · Ies Abroad | 33 W Monroe St, Suite 2300, Chicago, IL 60603 | Public Charity | 2020-06-01 ~ 2021-05-31 |
Multi-advisor Funds Emerging Markets Debt Fund | 50 South Lasalle St, Chicago, IL 60603 | Securities - Exemptions | 2020-04-15 ~ |
Anne I Gordon | 30 S.michigan Avenue, Chicago, IL 60603 | Chiropractor | 2019-12-01 ~ 2020-11-30 |
Northern Funds | 50 South Lasalle Street, Chicago, IL 60603 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Kovitz Diversified Real Estate Fund, LLC | 115 South Lasalle Street, Chicago, IL 60603 | Securities - Exemptions | 2019-10-25 ~ |
Northern Trust Investments, Inc. | 50 Lasalle Street, Chigaco, IL 60603 | Out of State Bank Office | 2018-12-28 ~ |
Sargent & Lundy LLC · Paul L Wattelet | 55 E Monroe, Chicago, IL 60603 | Professional Engineering Corporation | 1999-11-16 ~ 2000-11-16 |
Griffin Robert Myers | 30 W. Monroe St, Chicago, IL 60603 | Physician/surgeon | ~ |
Timothy F. Corvino | 55 East Monroe Street, Chicago, IL 60603 | Controlled Substance Registration for Practitioner | 2017-03-01 ~ 2019-02-28 |
Find all Licenses in zip 60603 |
City | CHICAGO |
Zip Code | 60603 |
License Type | Securities - Exemptions |
License Type + County | Securities - Exemptions + CHICAGO |
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Neuberger Berman Employee Trinity Fund, Lp | 1290 Avenue Ofthe Americas, New York, NY 10104 | Securities - Exemptions | ~ |
Neuberger Berman Alternative Funds | 1290 Avenue of The Americas, New York, NY 10104 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Neuberger Berman Equity Funds | 1290 Avenue of The Americas, New York, NY 10104 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Neuberger Berman Income Funds | 605 Third Avenue, New York, NY 10158 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Insight Partners (cayman) Xi, Lp | Box 309 Ugland House, Grand Cayman, Cayman Islands, OC | Securities - Exemptions | 2019-12-06 ~ |
Ipg Cayman Lp | 1 Righter Parkway, Ste 260, Wilmington, DE 19803 | Securities - Exemptions | 2020-05-01 ~ |
Cnh Ca II,ltd | C/o Ogier Global (cayman) Limited, Camana Bay, Grand Cayman, CY ky19009 | Securities - Exemptions | 2019-12-24 ~ |
Serene Wg Loan Investors, LLC | 2148 Jimmy Durante Blvd Ste B, Del Mar, CA 92014-2215 | Securities - Exemptions | 2019-11-06 ~ |
Saba Capital Csa Fund, Ltd | Cayman Corporate Centre, Grand Cayman, Cayman Islands, CT | Securities - Exemptions | 2020-01-29 ~ |
Wvc Holdings, Inc. | 1770 Blake Street, Denver, CO 80202 | Securities - Exemptions | 2019-11-14 ~ |
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Data Provider | Connecticut Department of Consumer Protection |
Jurisdiction | Connecticut |
Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).