Connecticut License


Jurisdiction: Connecticut
Source: Connecticut Department of Consumer Protection

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

Investment Company - Open End · CHICAGO · Search Result

Licensee Name Office Address Credential Effective / Expiration
Harris Associates Investment Trust 111 S Wacker Dr Ste 4600, Chicago, IL 60606-4319 Investment Company - Open End 2020-06-10 ~ 2020-12-31
Driehaus Mutual Funds 25 East Erie Street, Chicago, IL 60611 Investment Company - Open End 2020-05-05 ~ 2020-12-31
Harbor Funds 111 South Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Goldman Sachs Trust 71 South Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Sma Relationship Trust One North Wacker Dr, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
William Blair Funds 222 West Adams Street, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Amg Funds Iv 120 North Lasalle Street, Chicago, IL 60602 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Bruce Fund, Inc. 20 North Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Northern Funds 50 South Lasalle Street, Chicago, IL 60603 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Morningstar Funds Trust 22 West Washington Street, Chicago, IL 60602 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Investment Trust 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Rivernorth Funds 325 N. Lasalle Street, Chicago, IL 60654 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Ppm Funds 225 West Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Destra Investment Trust 444 W Lake St Ste 1700, Chicago, IL 60606-0070 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nuveen Investment Trust V 333 West Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nuveen Investment Trust 333 West Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nuveen Municipal Trust 333 West Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nuveen Investment Trust II 333 West Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nuveen Managed Accounts Portfolios Trust 333 West Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nuveen Investment Trust IIi 333 West Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Ubs Funds (the) One North Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Columbia Acorn Trust 227 West Monroe Street, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Market Trust 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Portfolio Trust 222 South Riverside Plaza, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws State Tax-free Income Series 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Municipal Trust 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Securities Trust 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Tax Free Trust 222 South Riverside Plaza, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Income Trust 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws International Fund, Inc. 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Institutional Funds 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Cash Account Trust 222 South Riverside Plaza, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Asset Allocation Trust 222 South Riverside Plaza, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Money Funds 222 South Riverside Plaza, Chicago, IL 60606 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Money Market Trust 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Deutsche Dws Global/international Fund, Inc. 222 South Riverside Plaza, Chicago, IL 60606-5808 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nuveen Strategy Funds, Inc. 333 West Wacker Drive, Chicago, IL 60606 Investment Company - Open End 2018-12-31 ~ 2019-10-18