This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Harris Associates Investment Trust | 111 S Wacker Dr Ste 4600, Chicago, IL 60606-4319 | Investment Company - Open End | 2020-06-10 ~ 2020-12-31 |
| Driehaus Mutual Funds | 25 East Erie Street, Chicago, IL 60611 | Investment Company - Open End | 2020-05-05 ~ 2020-12-31 |
| Harbor Funds | 111 South Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Goldman Sachs Trust | 71 South Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sma Relationship Trust | One North Wacker Dr, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| William Blair Funds | 222 West Adams Street, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Amg Funds Iv | 120 North Lasalle Street, Chicago, IL 60602 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Bruce Fund, Inc. | 20 North Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Northern Funds | 50 South Lasalle Street, Chicago, IL 60603 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Morningstar Funds Trust | 22 West Washington Street, Chicago, IL 60602 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Investment Trust | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Rivernorth Funds | 325 N. Lasalle Street, Chicago, IL 60654 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ppm Funds | 225 West Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Destra Investment Trust | 444 W Lake St Ste 1700, Chicago, IL 60606-0070 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Nuveen Investment Trust V | 333 West Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Nuveen Investment Trust | 333 West Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Nuveen Municipal Trust | 333 West Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Nuveen Investment Trust II | 333 West Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Nuveen Managed Accounts Portfolios Trust | 333 West Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Nuveen Investment Trust IIi | 333 West Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ubs Funds (the) | One North Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Columbia Acorn Trust | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Market Trust | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Portfolio Trust | 222 South Riverside Plaza, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws State Tax-free Income Series | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Municipal Trust | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Securities Trust | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Tax Free Trust | 222 South Riverside Plaza, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Income Trust | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws International Fund, Inc. | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Institutional Funds | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Cash Account Trust | 222 South Riverside Plaza, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Asset Allocation Trust | 222 South Riverside Plaza, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Money Funds | 222 South Riverside Plaza, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Money Market Trust | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Deutsche Dws Global/international Fund, Inc. | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Nuveen Strategy Funds, Inc. | 333 West Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2018-12-31 ~ 2019-10-18 |