UBS Funds (The) (Credential# 1773309) is licensed (Investment Company - Open End) with Connecticut Department of Consumer Protection. The license effective date is December 31, 2019. The license expiration date date is December 31, 2020. The license status is ACTIVE.
UBS Funds (The) is licensed with the Department of Consumer Protection of Connecticut. The credential number is #ICOE.0201646. The credential type is investment company - open end. The effective date is December 31, 2019. The expiration date is December 31, 2020. The business address is One North Wacker Drive, Chicago, IL 60606. The current status is active.
Licensee Name | UBS Funds (The) |
Business Name | UBS Funds (The) |
Credential ID | 1773309 |
Credential Number | ICOE.0201646 |
Credential Type | Investment Company - Open End |
Business Address |
One North Wacker Drive Chicago IL 60606 |
Business Type | BUSINESS |
Status | ACTIVE - ACTIVE |
Active | 1 |
Effective Date | 2019-12-31 |
Expiration Date | 2020-12-31 |
Refresh Date | 2020-02-24 |
ID | Credential Code | Credential Type | Issue | Term | Status |
---|---|---|---|---|---|
1773306 | ICOE.1083907 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
1773314 | ICOE.0201641 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
1773307 | ICOE.1092758 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
1773308 | ICOE.1030890 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
1773312 | ICOE.1107959 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
1773313 | ICOE.0201652 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
1773310 | ICOE.1105014 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
1773305 | ICOE.1107960 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
1773311 | ICOE.0201644 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
1758535 | FILE.1107960 | Filing Company (ICOE) | 2019-12-31 - 2020-12-31 | ACTIVE |
Street Address | One North Wacker Drive |
City | Chicago |
State | IL |
Zip Code | 60606 |
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Destra International & Event-driven Credit Fund | One North Wacker Drive, Chicago, IL 60606 | Investment Company - Other | 2020-03-26 ~ 2021-03-26 |
May River Capital Fund II, Lp | One North Wacker Drive, Chicago, IL 60606 | Securities - Exemptions | 2019-12-23 ~ |
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Thomas Bravo Discover Fund IIi-p, L.p. | 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 | Securities - Exemptions | 2020-06-12 ~ |
Desktop Appraisals and Bifurcated Hybrids and Evaluations · Appraisal Institute | 200 West Madison Steet Suite 1500, Chicago, IL 60606 | Appraisal Continuing Education Course (aal) | 2020-06-19 ~ 2023-04-17 |
Online Measure It Right: Using The Ansi-z765 2013 Standards for Residential Properties · Appraisal Institute | 200 West Madison Street, Suite 1500, Chicago, IL 60606 | Appraisal Continuing Education Course (aal) | 2020-06-19 ~ 2023-01-23 |
Guggenheim Defined Portfolios,, Series 2030 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-17 ~ 2021-06-17 |
Thoma Bravo Explore Fund, L.p. | 150 North Riverside Plaza, Chicago, IL 60606 | Securities - Exemptions | 2020-06-10 ~ |
Guggenheim Defined Portfolios, Series 1908: | C/o Guc/o Guggenheim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-06-17 ~ 2020-06-17 |
Guggenheim Defined Portfolios, Series 2029 | 227 West Monroe Streeet, Chicago, IL 60606 | Investment Company - Other | 2020-06-12 ~ 2021-06-12 |
Pier Panicali | 212 W. Washington, Chicago, IL 60606 | Architect | 2020-08-01 ~ 2021-07-31 |
Guggenheim Defined Portfolios, Series 1903; | C/o Guggenhem Funds Distriibutors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-06-07 ~ 2020-06-07 |
Guggenheim Defined Portfolios, Series 1901 | C/o Guggenheim Funds Distributors, Inc., Chicgo, IL 60606 | Investment Company - Other | 2019-06-06 ~ 2020-06-06 |
Find all Licenses in zip 60606 |
City | Chicago |
Zip Code | 60606 |
License Type | Investment Company - Open End |
License Type + County | Investment Company - Open End + Chicago |
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Aim Investment Funds (invesco Investment Funds) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Aim Investment Securities Funds (invesco Investment Securities Funds) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Bmt Investment Funds | 809 South 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Fmi Funds, Inc. | 615 E. Michigan Street, Lc-2, Milwaukee, WI 53202 | Investment Company - Open End | 2020-01-02 ~ 2020-12-31 |
Amg Funds | 600 Steamboat Road, Greenwich, CT 06830 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Bmo Funds, Inc. | 111 East Kilbourn Avenue, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Amg Funds II | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Tcw Funds, Inc. | 865 South Figueroa Street, Los Angeles, CA 90017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Amg Funds IIi | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Ycg Funds | 809 S. 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Please comment or provide details below to improve the information on UBS Funds (The).
Data Provider | Connecticut Department of Consumer Protection |
Jurisdiction | Connecticut |
Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).