UBS Funds (The)
Investment Company - Open End


Address: One North Wacker Drive, Chicago, IL 60606

UBS Funds (The) (Credential# 1773309) is licensed (Investment Company - Open End) with Connecticut Department of Consumer Protection. The license effective date is December 31, 2019. The license expiration date date is December 31, 2020. The license status is ACTIVE.

Business Overview

UBS Funds (The) is licensed with the Department of Consumer Protection of Connecticut. The credential number is #ICOE.0201646. The credential type is investment company - open end. The effective date is December 31, 2019. The expiration date is December 31, 2020. The business address is One North Wacker Drive, Chicago, IL 60606. The current status is active.

Basic Information

Licensee Name UBS Funds (The)
Business Name UBS Funds (The)
Credential ID 1773309
Credential Number ICOE.0201646
Credential Type Investment Company - Open End
Business Address One North Wacker Drive
Chicago
IL 60606
Business Type BUSINESS
Status ACTIVE - ACTIVE
Active 1
Effective Date 2019-12-31
Expiration Date 2020-12-31
Refresh Date 2020-02-24

Other licenses

ID Credential Code Credential Type Issue Term Status
1773306 ICOE.1083907 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773314 ICOE.0201641 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773307 ICOE.1092758 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773308 ICOE.1030890 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773312 ICOE.1107959 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773313 ICOE.0201652 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773310 ICOE.1105014 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773305 ICOE.1107960 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773311 ICOE.0201644 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1758535 FILE.1107960 Filing Company (ICOE) 2019-12-31 - 2020-12-31 ACTIVE

Office Location

Street Address One North Wacker Drive
City Chicago
State IL
Zip Code 60606

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Destra International & Event-driven Credit Fund One North Wacker Drive, Chicago, IL 60606 Investment Company - Other 2020-03-26 ~ 2021-03-26
May River Capital Fund II, Lp One North Wacker Drive, Chicago, IL 60606 Securities - Exemptions 2019-12-23 ~

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Thomas Bravo Discover Fund IIi-p, L.p. 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 Securities - Exemptions 2020-06-12 ~
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Guggenheim Defined Portfolios, Series 1908: C/o Guc/o Guggenheim Funds Distributors, LLC, Chicago, IL 60606 Investment Company - Other 2019-06-17 ~ 2020-06-17
Guggenheim Defined Portfolios, Series 2029 227 West Monroe Streeet, Chicago, IL 60606 Investment Company - Other 2020-06-12 ~ 2021-06-12
Pier Panicali 212 W. Washington, Chicago, IL 60606 Architect 2020-08-01 ~ 2021-07-31
Guggenheim Defined Portfolios, Series 1903; C/o Guggenhem Funds Distriibutors, LLC, Chicago, IL 60606 Investment Company - Other 2019-06-07 ~ 2020-06-07
Guggenheim Defined Portfolios, Series 1901 C/o Guggenheim Funds Distributors, Inc., Chicgo, IL 60606 Investment Company - Other 2019-06-06 ~ 2020-06-06
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Competitor

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City Chicago
Zip Code 60606
License Type Investment Company - Open End
License Type + County Investment Company - Open End + Chicago

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Dataset Information

Data Provider Connecticut Department of Consumer Protection
Jurisdiction Connecticut
Related Datasets Connecticut Business Registrations, Connecticut Child Care Facilities

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

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