This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Harris Associates Investment Trust | 111 S Wacker Dr Ste 4600, Chicago, IL 60606-4319 | Investment Company - Open End | 2020-06-10 ~ 2020-12-31 |
| Ashmore Funds | C/o Ashmore Investment Management Limited, London | Investment Company - Open End | 2020-06-15 ~ 2020-12-31 |
| Gmo Trust | C/o Gmo Trust, Boston, MA 02110 | Investment Company - Open End | 2020-06-11 ~ 2020-12-31 |
| North Square Investments Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Aim Counselor Series Trust (invesco Counselor Series Trust) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Aqr Funds | Two Greenwich Plaza, Greenwich, CT 06830 | Investment Company - Open End | 2020-05-28 ~ 2020-12-31 |
| Northern Lights Fund Trust IIi | 17605 Wright Street, Omaha, NE 68130 | Investment Company - Open End | 2020-05-15 ~ 2020-12-31 |
| Morgan Stanley Europe Opportunity Fund Inc. | 522 Fifth Avenue, New York, NY 10036 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Northern Lights Fund Trust | 225 Pictoria Drive, Ste 450, Cincinnati, OH 45246 | Investment Company - Open End | 2020-05-14 ~ 2020-12-31 |
| Fidelity Salem Street Trust | 245 Summer Street, Boston, MA 02210 | Investment Company - Open End | 2020-05-08 ~ 2020-12-31 |
| Driehaus Mutual Funds | 25 East Erie Street, Chicago, IL 60611 | Investment Company - Open End | 2020-05-05 ~ 2020-12-31 |
| Starboard Investment Trust | 116 South Franklin Street, Rocky Mount, NC 27802 | Investment Company - Open End | 2020-05-01 ~ 2020-12-31 |
| Series Portfolios Trust | 809 South 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2020-04-30 ~ 2020-12-31 |
| Schwartz Investment Trust | 225 Pictoria Drive, Cincinnati, OH 45246 | Investment Company - Open End | 2020-04-17 ~ 2020-12-31 |
| Matthews International Funds | Four Embarcadero Center, San Francisco, CA 94111 | Investment Company - Open End | 2020-04-28 ~ 2020-12-31 |
| First Eagle Funds | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Metropolitan West Funds | 865 South Figueroa Street, Los Angeles, CA 90017 | Investment Company - Open End | 2020-01-27 ~ 2020-12-31 |
| The Hartford Mutual Funds II, Inc. | 690 Lee Road, Wayne, PA 19087 | Investment Company - Open End | 2020-03-26 ~ 2020-12-31 |
| State Street Institutional Investment Trust | P.o. Box 5049, Boston, MA 02206 | Investment Company - Open End | 2020-03-26 ~ 2020-12-31 |
| Fs Series Trust | 201 Rouse Boulevard, Philadelphia, PA 19112 | Investment Company - Open End | 2020-03-17 ~ 2020-12-31 |
| Manning & Napier Fund, Inc. | 290 Woodcliff Drive, Fairport, NY 14450 | Investment Company - Open End | 2020-04-01 ~ 2020-12-31 |
| Domini Investment Trust | 180 Maiden Lane, Ste 1302, New York, NY 10038 | Investment Company - Open End | 2020-04-01 ~ 2020-12-31 |
| American Funds Target Date Retirement Series | 333 South Hope Street, Los Angeles, CA 90071 | Investment Company - Open End | 2020-03-25 ~ 2020-12-31 |
| Pacific Global Fund, Inc. Dba Pacific Advisors Fund, Inc. | 101 North Brand Boulevard, Glendale, CA 91203 | Investment Company - Open End | 2019-12-31 ~ 2020-02-21 |
| Advisers Investment Trust | 690 Taylor Road, Gahanna, OH 43230 | Investment Company - Open End | 2020-03-19 ~ 2020-12-31 |
| American Funds Multi-sector Income Fund | 333 South Hope St, Los Angeles, CA 90071 | Investment Company - Open End | 2020-03-13 ~ 2020-12-31 |
| The Hartford Mutual Funds, Inc. | Suite 300, Radnor, PA 19087 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Jpmorgan Trust I | 270 Park Avenue, New York, NY 10017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Hartford Series Fund, Inc. | 200 Hopmeadow Street, Simsbury, CT 06089 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Alger Funds (the) | 360 Park Avenue South, New York, NY 10010 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| The Integrity Funds | Po Box 500, Minot, ND 58702 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Vanguard Trustees Equity Fund | P.o. Box 2600, Valley Forge, PA 19482 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Investment Managers Series Trust II | 235 W Galena St, Milwaukee, WI 53212-3948 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Mainstay Funds Trust | 51 Madison Avenue, New York, NY 10010 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Monteagle Funds | 2506 Winford Avenue, Nashville, TN 37211 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Johnson Mutual Funds Trust | 3777 West Fork Road, Cincinnati, OH 45247 | Investment Company - Open End | 2019-05-20 ~ 2019-12-31 |
| Collaborative Investment Series Trust | 125 Greenwich Avenue, Greenwich, CT 06830 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Franklin Strategic Series | One Franklin Parkway, San Mateo, CA 94403-1906 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Pfs Funds | 1939 Friendship Drive, El Cajon, CA 92020 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Wasatch Funds Trust | 150 Social Hall Avenue, Salt Lake City, UT 84111 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Mss Series Trust | 8000 Towne Centre Drive, Broadview Heights, OH 44147 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Financial Investors Trust | 1290 Broadway, Denver, CO 80203 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Lord Abbett Securities Trust | 90 Hudson Street, Jersey City, NJ 07302-3973 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| John Hancock Investment Trust | 200 Berkeley Street, Boston, MA 02116 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Federated Adviser Series | 4000 Ericsson Drive, Warrendale, PA 15086-7561 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Harbor Funds | 111 South Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Thrivent Mutual Funds | 625 Fourth Avenue South, Minneapolis, MN 55415 | Investment Company - Open End | 2020-02-27 ~ 2020-12-31 |
| Advisors' Inner Circle Fund IIi (the) | One Freedom Valley Drive, Oaks, PA 19456 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Arbitrage Funds (the) | 41 Madison Avenue 42nd Floor, New York, NY 10019 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dfa Investment Dimensions Group, Inc. | 6300 Bee Cave Road, Austin, TX 78746 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Hc Capital Trust | 300 Barr Harbor, West Conshobocken, PA 19428-2970 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Legg Mason Partners Equity Trust | 620 Eighth Avenue, New York, NY 10018 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Janus Investment Fund | 151 Detroit Street, Denver, CO 80206 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Longleaf Partners Funds Trust | 6410 Poplar Avenue, Memphis, TN 38119 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Loomis Sayles Funds II | 399 Boylston Street, Boston, MA 02116 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Mfs Municipal Series Trust | 500 Boylston Street, Boston, MA 02116 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Hawaiian Tax-free Trust | 120 West 45th Street, New York, NY 10036 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Loomis Sayles Funds I | One Financial Center, Boston, MA 02111 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Laudus Trust | 101 Montgomery Street, San Francisco, CA 94104 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Mfs Series Trust I | 111 Huntington Avenue, Boston, MA 02199 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Homestead Funds, Inc. | 4301 Wilson Boulevard, Arlington, VA 22203 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Legg Mason Partners Premium Money Market Trust | Schrafft Center Annex, Boston, MA 02129 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Legg Mason Global Asset Management Trust | 100 International Drive, Baltimore, MD 21202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Growth Fund of America (the) | One Markets, Steuart Tower, San Francisco, CA 94120 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Investment Company of America (the) | 333 South Hope Street, 55th Flr, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Limited Term Tax-exempt Bond Fund of America | 333 South Hope Street, 55th Floor, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Meridian Fund, Inc. | 60 E. Sir Francis Drake Boulevard, Larkspar, CA 94939 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Mfs Series Trust II | 529 Main Street, Schrafft Center Annex, Boston, MA 02129 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ssga Funds | 909 A Street, Tacoma, WA 98402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Mirae Asset Discovery Funds | One Bryant Park, New York, NY 10036 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Vaneck Funds | 666 Third Avenue, New York, NY 10017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Wells Fargo Funds Trust | 525 Market Street, San Francisco, CA 94105 | Investment Company - Open End | 2020-02-28 ~ 2020-12-31 |
| Great-west Funds, Inc. | 8515 East Orchard Road, Greenwood Village, CO 80111 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Artisan Partners Funds, Inc. | 875 East Wisconsin Avenue, Milwaukee, WI 53202 | Investment Company - Open End | 2020-02-27 ~ 2020-12-31 |
| Archer Investment Series Trust | 11711 N College Ave Ste 200, Carmel, IN 46032-5645 | Investment Company - Open End | 2020-02-28 ~ 2020-12-31 |
| Miller Investment Trust | C/o Gemini Fund Services, LLC, Hauppauge, NC 11788 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Glenmede Fund, Inc. (the) | 100 Summer St, Boston, MA 02111 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Mutual of America Institutional Funds, Inc. | 320 Park Avenue, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Alger Institutional Funds (the) | 111 Fifth Avenue, New York, NY 10003 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dimensional Investment Group Inc. | 1299 Ocean Avenue, San Monica, CA 90401 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| J.p. Morgan Fleming Mutual Fund Group, Inc. | 73 Tremont Street, Boston, MA 02108 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Highland Funds II | 200 Crescent Court, Dallas, TX 75201 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Highland Funds I | 200 Crescent Court, Dallas, TX 75201 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Natixis Funds Trust I | 888 Boylston Street, Boston, MA 02199 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| New Alternatives Fund | 150 Broadhollow Road, Melville, NY 11747 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Alger Funds II (the) | 111 Fifth Avenue, 2nd Floor, New York, NY 10003 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Undiscovered Managers Funds | 53 State Street Mail Zone Bos873, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| J.p. Morgan Mutual Fund Investment Trust | C/o J.p. Morgan Investor Services Co., Boston, MA 02108 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Goldman Sachs Trust II | 200 West Street, New York, NY 10282 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Fundvantage Trust | 301 Bellevue Parkway, Wilmington, DE 19809 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Gamco Global Series Funds, Inc. | One Corporate Center, Rye, NY 10580-1422 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Goldman Sachs Trust | 71 South Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Gabelli Value 25 Fund Inc. (the) | 53 State Street, B0s873, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| General Government Securities Money Market Funds, Inc. | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Gabelli Money Market Funds (the) | 53 State Street, Bos 873, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Gabelli Gold Fund, Inc. | 3435 Stelzer Road, Suite 1000, Columbus, OH 43219-8012 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Gabelli Asset Fund (the) | 53 State Street, Mail Zone Bos873, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Old Westbury Funds, Inc. | 760 Moore Road, King of Prussia, PA 19406 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Aberdeen Funds | 1735 Market Street, Philadephia, PA 19103 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Pax World Funds Series Trust I | 30 Penhallow Street, Portsmouth, NH 03801-3853 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |