This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Cavallino Fund LLC | 111 N Market St, Ste 300, San Jose, CA 95113 | Securities - Exemptions | 2020-04-29 ~ |
| Sa Funds - Investment Trust | 10 Almaden Boulevard, San Jose, CA 95113 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
| Matthew David Albert | 225 W Santa Clara St, San Jose, CA 95113 | Certified Public Accountant License | 2020-01-01 ~ 2020-12-31 |
| Rickie Dugal | 1 South Market, San Jose, CA 95113 | Physician/surgeon | 2019-09-01 ~ 2020-08-31 |
| Nicolas K Oettle | Aecom, San Jose, CA 95113 | Professional Engineer | 2018-02-01 ~ 2019-01-31 |
| Roger Guido | Pricewaterhousecoopers, LLP, San Jose, CA 95113 | Certified Public Accountant License | 2002-01-01 ~ 2002-12-31 |
| Opportunity Fund Community Development | 111 W Saint John St, San Jose, CA 95113-1121 | Public Charity | 2020-06-01 ~ 2021-05-31 |
| Steven and Michele Kirsch Foundation | 60 Market Street, Suite 1000, San Jose, CA 95113-2336 | Public Charity | ~ |
| Meaningful Assets: The Citigroup Private Bank Global Philanthropy Partnership | 60 South Market Street, Suite 1000, San Jose, CA 95113-2351 | Public Charity | 2005-10-01 ~ 2006-11-30 |