This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Sit Mid Cap Growth Fund, Inc. | 3300 Ids Center, Minneapolis, MN 55402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Rbc Funds Trust | 50 South Sixth Street, Minneapolis, MN 55402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Vp Dislocation Fund, Lp | 901 Marquette Avenue South, Minneapolis, MN 55402 | Securities - Exemptions | 2020-01-09 ~ |
| Brion P Szwed | 510 Marquette Avenue, Suite 900, Minneapolis, MN 55402 | Professional Engineer | 2020-02-01 ~ 2021-01-31 |
| Darin J May | 50 South Sixth St Suite #1100, Minneapolis, MN 55402 | Professional Engineer | 2020-02-01 ~ 2021-01-31 |
| Sit Developing Markets Growth Fund | 4600 Norwest Center, Minneapolis, MN 55402 | Agent of Issuer | 1999-02-01 ~ 1999-12-31 |
| Sit Quality Income Fund | 3300 South 8th Street, Minneapolis, MN 55402 | Agent of Issuer | 2013-07-11 ~ 2013-12-31 |
| David A Shea IIi | 10 South 8th Street, Minneapolis, MN 55402 | Architect | 2019-08-01 ~ 2020-07-31 |
| Robert L Wilder | 730 Second Ave South, Minneapolis, MN 55402 | Professional Engineer | 2001-02-01 ~ 2002-01-31 |
| Mcgladrey LLP | 801 Nicollet Mall, Suite 1100, Minneapolis, MN 55402 | Certified Public Accountant Firm Permit | 2015-01-01 ~ 2015-12-31 |
| Gerard E Stifter | 1300 Midwest Plaza East, Minneapolis, MN 55402 | Certified Public Accountant Certificate | ~ |
| Harold G. Parsons | 220 S. 6th Street, Suite 300, Minneapolis, MN 55402 | Certified Public Accountant License | 2008-01-01 ~ 2008-12-31 |
| Larson, Allen, Weishair & Co., LLP | 220 South Sixth Street Suite 3, Minneapolis, MN 55402 | Certified Public Accountant Firm Permit | 2007-01-01 ~ 2007-12-31 |
| Basil Filonowich | 730 Second Ave S Ste, Minneapolis, MN 55402 | Architect | 1995-07-01 ~ 1996-07-31 |
| Douglas C Cooley | 333 S 7th St Ste 1200, Minneapolis, MN 55402 | Professional Engineer | 2020-02-01 ~ 2021-01-31 |
| Sit Mutual Funds, Inc. | 3300 Ids Center, Minneapolis, MN 55402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sit Large Cap Growth Fund, Inc. | 3300 Ids Center, Minneapolis, MN 55402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sit U.S. Government Securities Fund, Inc. | 3300 Ids Center, Minneapolis, MN 55402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sit Mutual Funds II, Inc. | 3300 Ids Center, Minneapolis, MN 55402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sit Esg Growth Fund | 3300 Ids Center, Minneapolis, MN 55402 | Agent of Issuer | 2016-08-03 ~ 2016-12-31 |
| Sit Small Cap Dividend Growth Fund | 3300 Ids Center, Minneapolis, MN 55402 | Agent of Issuer | 2015-03-27 ~ 2015-12-31 |
| Edward J Metzger | Kpmg LLP, Minneapolis, MN 55402 | Certified Public Accountant License | 2013-01-01 ~ 2013-12-31 |
| Larsonallen LLP | 220 S 6th St Ste 300, Minneapolis, MN 55402 | Certified Public Accountant Firm Permit | 2011-01-01 ~ 2011-12-31 |
| Sit Global Dividend Growth Fund | 3300 Ids Center, Minneapolis, MN 55402 | Agent of Issuer | 2008-10-03 ~ 2008-12-31 |
| Jerry Timothy Golden | Ernst & Young, Minneapolis, MN 55402 | Certified Public Accountant License | 2007-01-01 ~ 2007-12-31 |
| Sit Balanced Fund | 4600 Norwest Center, Minneapolis, MN 55402 | Agent of Issuer | 1999-02-01 ~ 1999-12-31 |
| Castlelake Income Opportunities A, L.p. | 4600 Wells Fargo Center, Minneapolis, MN 55402 | Securities - Exemptions | 2020-04-15 ~ |
| John W. Atkinson | Kpmg LLP, Minneapolis, MN 55402 | Certified Public Accountant Certificate | ~ |
| Training Leaders International | 10 S 5th St Ste 990, Minneapolis, MN 55402-1035 | Public Charity-exempt From Financial Requirements | 2018-06-29 ~ |
| Terese H Guettler | 510 Marquette Ave Ste 500, Minneapolis, MN 55402-1264 | Registered Nurse - Temporary | 2016-10-18 ~ 2017-02-14 |
| Marie M Calvano | 510 Marquette Ave Ste 500, Minneapolis, MN 55402-1264 | Registered Nurse - Temporary | 2016-08-10 ~ 2016-12-07 |
| Cla Foundation | 220 S 6th St Ste 300, Minneapolis, MN 55402-1418 | Public Charity | 2019-06-14 ~ 2020-11-30 |
| Cliftonlarsonallen LLP | 220 S 6th St Ste 300, Minneapolis, MN 55402-1418 | Certified Public Accountant Firm Permit | 2017-01-01 ~ |
| Meyer Borgman & Johnson Inc | 510 Marquette Avenue Ste 900, Minneapolis, MN 55402-1512 | Professional Engineering Corporation | 2019-10-09 ~ 2020-10-08 |
| Dunham Associates Inc | 50 S 6th St Ste 1100, Minneapolis, MN 55402-1583 | Professional Engineering Corporation | 2020-04-13 ~ 2021-04-12 |
| Ellerbe Becket Inc | 80 Lasalle Ave. Suite 110, Minneapolis, MN 55402-2014 | Joint Practice | ~ |
| Michaud Colley Erickson and Associates LLC | 333 S 7th St Ste 1200, Minneapolis, MN 55402-2422 | Professional Engineering Corporation | 2020-02-11 ~ 2021-02-11 |
| Gregory V Trende | 333 S 7th St Ste 1200, Minneapolis, MN 55402-2422 | Professional Engineer | 2019-12-03 ~ 2021-01-31 |
| Kerry Bruggemann | 333 S 7th St Ste 1200, Minneapolis, MN 55402-2422 | Professional Engineer | 2019-10-08 ~ 2021-01-31 |
| Guy C Herr | 333 S 7th St Ste 1200, Minneapolis, MN 55402-2422 | Professional Engineer | 2016-02-01 ~ 2017-01-31 |
| Community Reinvestment Fund Inc | 801 Nicollet Mall Ste 1700w, Minneapolis, MN 55402-2500 | Public Charity | 2020-06-01 ~ 2021-05-31 |
| Patrick S Barnard | 54 S 9th St Suite 210, Minneapolis, MN 55402-3102 | Fire Protection Unlimited Journeyperson | ~ |
| The Varde Specialty Finance Fund, Lp | 901 Marquette Ave Ste 3300, Minneapolis, MN 55402-3248 | Securities - Exemptions | 2019-08-28 ~ |
| Faribault Foods Inc | 222 S 9th St Ste 3380, Minneapolis, MN 55402-3820 | Non-alcoholic Beverage & Water Bottlers | 2016-07-01 ~ 2017-06-30 |
| Commodity Specialists Company | 920 2nd Ave S Ste 850, Minneapolis, MN 55402-4002 | Commercial Feed | 2017-01-01 ~ 2017-12-31 |
| Sit Dividend Growth Fund | 4600 Wells Fargo Center, Minnaepolis, MN 55402-4130 | Agent of Issuer | 2004-01-02 ~ 2004-12-31 |
| Sit Mid Cap Growth Fund Inc. | 4600 Norwest Center, Minneapolis, MN 55402-4130 | Agent of Issuer | 1992-10-26 ~ 1992-12-31 |
| Sit Large Cap Growth Fund Inc. | 4600 Norwest Center, Minneapolis, MN 55402-4130 | Agent of Issuer | 1992-10-26 ~ 1992-12-31 |
| Sit Tax Free Income Fund Inc. | 4600 Norwest Center, Minneapolis, MN 55402-4130 | Agent of Issuer | 1992-10-26 ~ 1992-12-31 |
| Sit U.S. Government Securities Fund Inc. | 4600 Norwest Center, Minneapolis, MN 55402-4130 | Agent of Issuer | 1992-10-26 ~ 1992-12-31 |
| Sit International Growth Fund Inc. | 4600 Norwest Center, Minneapolis, MN 55402-4130 | Agent of Issuer | 1992-10-26 ~ 1992-12-31 |