This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Radial Equity I Lp | 745 Fifth Aveue, New York, NY 10151 | Securities - Exemptions | 2020-06-10 ~ |
| Bertolet Capital Trust | 745 Fifth Avenue - 2400, New York, NY 10151 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Royce Fund (the) | 745 Fifth Avenue, New York, NY 10151 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
| Abacus Advisors Group LLC | 745 5th Ave Suite #1506, New York, NY 10151 | Closing Out Sale Promoter | 2004-06-24 ~ 2005-06-24 |
| Robert M Ross | 745 5th Ave Ste 1250, New York, NY 10151-1201 | Real Estate Broker | 2017-04-01 ~ 2018-03-31 |