This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Pear Tree Funds | 55 Old Bedford Road, Lincoln, MA 01773 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Optimum Fund Trust | One Commerce Square, Philadelphia, PA 19103 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Nuveen Investment Funds, Inc. | 333 West Wacker Drive, Chigaco, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Pacific Funds Series Trust | 700 Newport Center Drive, Newport Beach, CA 92660 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Pace� Select Advisors Trust | 1285 Avenue of The Americas, New York, NY 10029-6028 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Nuveen Multistate Trust II | Schrafft Center Annex, 529 Main Street, Boston, MA 02129 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Prudential Investment Portfolios, Inc. 14 | Gateway Denter, Newark, NJ 07102-4077 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Principal Funds, Inc. | 711 High Street, Des Moines, IA 50392 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Prudential Investment Portfolios 3 | 655 Broad Street, Newark, NJ 07102 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Profunds | 3435 Stelzer Road, Columbus, OH 43219-8012 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Prudential Investment Portfolios, Inc. (the) | 100 Mulberry Street, Newark, NJ 07102-4077 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Retirement Series Trust | P.o. Box 9011, Princeton, NJ 08543-9011 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sit Mid Cap Growth Fund, Inc. | 3300 Ids Center, Minneapolis, MN 55402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Shelton Funds | 1050 17th Street, Denver, CO 80265 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Russell Investment Company | 1301 Second Avenue, Seattle, WA 98101 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Rmb Investors Trust | 40 West 57th Street, New York, NY 10019 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Teton Westwood Funds | One Corporte Center, Rye, NY 10580-1434 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sma Relationship Trust | One North Wacker Dr, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sterling Capital Funds | 3605 Glenwood Avenue, Raleigh, NC 27612 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Rbc Funds Trust | 50 South Sixth Street, Minneapolis, MN 55402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Third Avenue Trust | 53 State Street Bos873, Boston, MA 02109-2873 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ready Assets Government Liquidity Fund | 800 Scudders Mill Road, Plainsboro, NJ 08536 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Saratoga Advantage Trust (the) | 1616 North Litchfield Road, Goodyear, AZ 85395 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ubs Series Funds | 12th Floor, New York, NY 10019-6028 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Touchstone Funds Group Trust | 303 Broadway, Cincinnati, OH 45202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Tweedy, Browne Fund, Inc. | 350 Park Avenue, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Tiaa-cref Funds | 730 Third Avenue, New York, NY 10017-3206 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ubs Investment Trust | 51 West 52nd Street, New York, NY 10019-6114 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Virtus Asset Trust | 101 Munson Street, Greenfield, MA 01301 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Usaa Mutual Funds Trust | 9800 Fredericksburg Road, San Antonio, TX 78288 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Wilmington Funds Trust | 100 East Pratt Street, Baltimore, MD 21202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| William Blair Funds | 222 West Adams Street, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Voya Equity Trust | 7337 East Doubletree Ranch Road, Scottsdale, AZ 85258 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Washington Mutual Investors Fund | 1101 Vermont Avenue, N.w., Suite 600, Washington, DC 20005 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Fidelity Trend Fund | 82 Devonshire - Zw10, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Fidelity New York Municipal Trust II | 82 Devonshire Street F8g, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Fidelity Union Street Trust II | 82 Devonshire Street-zw10, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Fidelity Municipal Trust II | 82 Devonshire Street - F8g, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Fidelity Phillips Street Trust | 82 Devonshire Street - Zw10, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Vanguard Charlotte Funds | Po Box 2600, Valley Forge, PA 19482 | Investment Company - Open End | 2020-02-14 ~ 2020-12-31 |
| Fidelity Advisor Series Viii | 82 Devonshire Street, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Franklin Custodian Funds | C/o Legal-blue Sky Department, San Mateo, CA 94403-1906 | Investment Company - Open End | 2020-02-14 ~ 2020-12-31 |
| American Beacon Funds | 220 East Las Colinas Boulevard, Irving, TX 75039 | Investment Company - Open End | 2020-02-13 ~ 2020-12-31 |
| Fairholme Funds Inc. | 4400 Biscayne Blvd., Miami, FL 33137 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Eaton Vance Series Fund, Inc. | Two International Place, Boston, MA 02110 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Emerging Markets Growth Fund, Inc. | 11100 Santa Monica Blvd., Los Angeles, CA 90025 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Basic Money Market Fund, Inc. | 200 Park Avenue, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Eaton Vance Investment Trust | 24 Federal Street, Boston, MA 02110 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Delaware Group Limited-term Government Funds | 2005 Market Street, Philadelphia, PA 19103 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Institutional Liquidity Funds | C/o The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Cash Management | 200 Park Ave. 8th Floor West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Government Cash Management Funds | 200 Park Avenue, 8th Flr West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Liquid Assets, Inc. | 200 Park Avenue 8th Floor West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Institutional Preferred Money Market Funds | The Dreyfus Service Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Amt-free Municipal Cash Management Plus | 200 Park Avenue - 8th Floor West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Commerce Funds (the) | 922 Walnut, Kansas City, MO 64106 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Comstock Funds, Inc. | 135 Santilli Highway, Everett, MA 2149 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Crm Mutual Fund Trust | Bny Mellon Asset Servicing, Lynnfield, MA 01940 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Cascades Trust (the) | 201 Rt, 17 North, Rutherford, NJ 07070 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| College Retirement Equities Fund | 150 East Gilman Street, Madison, WI 53703 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Capital Group U.S. Equity Fund | 6455 Irvine Center Drive, Irvine, CA 92618 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Bridgeway Funds, Inc. | 20 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Boston Trust Walden Funds | 4400 Easton Commons, Columbus, OH 43219 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Calvert Responsible Index Series, Inc. | 4550 Montgomery Avenue, Bethesda, MD 20814 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Premier Short-intermediate Municipal Bond Fund | 200 Park Ave., 8th Floor, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Premier Worldwide Growth Fund, Inc. | C/o Dreyfus Service Corportion, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Calvert Management Series | 1825 Connecticut Ave Nw Ste 400, Washington, DC 20009-5727 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Calvert Impact Fund, Inc. | 4550 Montgomery Avenue, Suite 1000n, Bethesda, MD 20814 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Bny Mellon Investment Funds Iv, Inc. | 240 Greenwich St, New York, NY 10286 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Advantage Funds, Inc. | Teh Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dreyfus New York Tax Exempt Bond Fund, Inc. | The Dreyfus Corporaiton, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Baron Select Funds | 767 Fifth Avenue, New York, NY 10153 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Blackrock Funds Vi | 400 Howard Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Blackrock Mid Cap Dividend Series, Inc. | 800 Scudder Mill Road, Plainsboro, NJ 08536 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| American Funds Tax-exempt Fund of New York | One Market, San Francisco, CA 94105-1409 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Amg Funds | 600 Steamboat Road, Greenwich, CT 06830 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Amg Funds Iv | 120 North Lasalle Street, Chicago, IL 60602 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| American Funds Developing World Growth and Income Fund | P.o. Box 7650, San Francisco, CA 94120 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| American Funds Emerging Markets Bond Fund | 6455 Iveine Center Drive, Irvine, CA 92618 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Schroder Series Trust | 875 Third Avenue, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sei Tax Exempt Trust | C/o Ct Corporation, Boston, MA 02110 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Riverpark Funds Trust | 156 West 56th Street, New York, NY 10019 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| City National Rochdale Funds | 400 North Roxbury Drive, Beverly Hills, CA 90210 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sei Asset Allocation Trust | Sei Investments Company, Oaks, PA 19456 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Thornburg Investment Trust | C/o Thornburg Investment Management, Inc., Santa Fe, NM 87506 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Pioneer Series Trust Xiv | 60 State St Fl 19, Boston, MA 02109-1920 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Adviser Managed Trust | One Freedom Valley Road, Oaks, PA 19456 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Causeway Capital Management Trust | 11111 Santa Monical Boulevard, Los Angeles, CA 90025 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Neuberger Berman Income Funds | 605 Third Avenue, New York, NY 10158 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Clipper Funds Trust | 2949 East Elvira Road, Tucson, AZ 85706 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sprott Funds Trust | 615 E Michigan St, Milwaukee, WI 53202-5210 | Investment Company - Open End | 2020-01-21 ~ 2020-12-31 |
| Ab Sustainable International Thematic Fund, Inc. | 1345 Avenue of The America, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Transamerica Funds | 1801 California Street, Denver, CO 80202 | Investment Company - Open End | 2020-01-09 ~ 2020-12-31 |
| Rimrock Funds Trust | 100 Innovation Dr, Ste 200, Irvine, CA 92617 | Investment Company - Open End | 2020-01-06 ~ 2020-12-31 |
| Vanguard Malvern Funds | P. O. Box 2600, Valley Forge, PA 19482 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Invested Portfolios | 6300 Lamar Avenue, Shawnee Mission, KS 66201-9217 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Spirit of America Investment Fund, Inc. | 477 Jericho Turnpike, Syosset, NY 11791-9006 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Fenimore Asset Management Trust | 384 North Grand Street, Cobleskill, NY 12043 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Centaur Mutual Funds Trust | 475 Park Ave South, 9th Fl, New York, NY 10016 | Investment Company - Open End | 2020-01-03 ~ 2020-12-31 |
| Vanguard Star Funds | C/o Vanguard Financial Center, Valley Forge, PA 19482 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |