This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
First Trust Series Fund | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Ft 8451 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Open End | 2019-12-06 ~ 2020-12-06 |
Ft 8353 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Open End | 2019-11-06 ~ 2020-11-06 |
First Trust Combined Series 597 (the) | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Open End | ~ |