This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Matthews International Funds | Four Embarcadero Center, San Francisco, CA 94111 | Investment Company - Open End | 2020-04-28 ~ 2020-12-31 |
| Laudus Trust | 101 Montgomery Street, San Francisco, CA 94104 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Growth Fund of America (the) | One Markets, Steuart Tower, San Francisco, CA 94120 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Wells Fargo Funds Trust | 525 Market Street, San Francisco, CA 94105 | Investment Company - Open End | 2020-02-28 ~ 2020-12-31 |
| Blackrock Funds Vi | 400 Howard Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| American Funds Tax-exempt Fund of New York | One Market, San Francisco, CA 94105-1409 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| American Funds Developing World Growth and Income Fund | P.o. Box 7650, San Francisco, CA 94120 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Dodge & Cox Funds | 555 California Street, San Francisco, CA 94104 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Forward Funds | 433 California Street, San Francisco, CA 94101 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Schwab Capital Trust | 211 Main Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Schwab Investments | 211 Main Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Charles Schwab Family of Funds (the) | 211 Main Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Blackrock Funds IIi | 400 Howard Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| American Funds Mortgage Fund | One Market, San Francisco, CA 94105-1409 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| American Balanced Fund | Steuart Tower, San Francisco, CA 94120 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |