Connecticut License


Jurisdiction: Connecticut
Source: Connecticut Department of Consumer Protection

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

Investment Company - Open End · Milwaukee · Search Result

Licensee Name Office Address Credential Effective / Expiration
North Square Investments Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Investment Managers Series Trust II 235 W Galena St, Milwaukee, WI 53212-3948 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Artisan Partners Funds, Inc. 875 East Wisconsin Avenue, Milwaukee, WI 53202 Investment Company - Open End 2020-02-27 ~ 2020-12-31
Sprott Funds Trust 615 E Michigan St, Milwaukee, WI 53202-5210 Investment Company - Open End 2020-01-21 ~ 2020-12-31
Ariel Investment Trust C/o Us Bancorp Funds Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Fmi Funds, Inc. 615 E. Michigan Street, Lc-2, Milwaukee, WI 53202 Investment Company - Open End 2020-01-02 ~ 2020-12-31
Provident Mutual Funds, Inc. 225 East Mason Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Evermore Funds Trust C/o U.S. Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Heartland Group, Inc. 789 North Water Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Bmo Funds, Inc. 111 East Kilbourn Avenue, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Perritt Funds, Inc. 615 E Michigan Street, Lc-2, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Permanent Portfolio Family of Funds, Inc. 700 W. Apple Tree Rd., Milwaukee, WI 53217 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nicholas Limited Edition, Inc. 100 E. Wisconsin Ave., Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nicholas High Income Fund, Inc. 100 East Wisconsin Avenue, Milwaukee, MI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Aegis Funds (the) 615 E. Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Ironbridge Funds, Inc. 615 E. Michigan St., Lc-2, Milwaukee, WI 53202 Investment Company - Open End 2018-12-31 ~ 2019-06-22
Broadview Funds Trust 330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202 Investment Company - Open End 2018-12-31 ~ 2019-08-31
Trust for Professional Managers C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2020-06-22 ~ 2020-12-31
Investment Managers Series Trust 235 West Galena Street, Milwaukee, WI 53212 Investment Company - Open End 2020-06-17 ~ 2020-12-31
Rbb Fund, Inc. (the) C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2020-06-09 ~ 2020-12-31
Stone Ridge Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2020-04-30 ~ 2020-12-31
Frontier Funds, Inc. C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2020-04-07 ~ 2020-12-31
Horizon Funds 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
North Capital Funds Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Calamos Investment Trust C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Managed Portfolilo Series 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
North Square Investments Trust C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2020-02-24 ~ 2020-12-31
Cushing Mutual Funds Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2020-02-03 ~ 2020-12-31
Amg Funds I C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Amg Funds IIi C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Amg Funds II C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Agf Investments Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2020-01-03 ~ 2020-12-31
Baird Funds, Inc. 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2020-01-02 ~ 2020-12-31
Usa Mutuals C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Monetta Trust C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Primecap Odyssey Funds C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Hotchkis & Wiley Funds 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Penn Capital Funds Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Wisconsin Capital Funds, Inc. 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Bridge Builder Trust C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53201 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Direxion Funds 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Hennessy Funds Trust C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53201 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Professionally Managed Portfolios 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Brown Advisory Funds 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Lkcm Funds C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Manager Directed Portfolios 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Allied Asset Advisors Fund C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Leuthold Funds, Inc. C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Matrix Advisors Value Fund Inc. C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Tocqueville Trust (the) C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Maingate Trust C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Merger Fund (the) C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Jensen Portfolio, Inc. (the) C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Westchester Capital Funds C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Matrix Advisors Funds Trust C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Gps Funds II C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Advisors Series Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Buffalo Funds C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Goodhaven Fund 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Gps Funds I C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Kinetics Mutual Funds, Inc. C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Managed Portfolio Series 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Lord Asset Management Trust C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nicholas II, Inc. C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nicholas Fund, Inc. 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nicholas Equity Income Fund, Inc. C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
First American Funds, Inc. 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Brandes Investment Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Carillon Series Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Prospector Funds, Inc. C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Trust for Advised Portfolios 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Locorr Investment Trust C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Mairs and Power Funds Trust C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Reynolds Funds, Inc. 225 East Mason Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Jacob Funds Inc. C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Fundx Investment Trust 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Eip Investment Trust C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Steben Alternative Investment Funds 615 East Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2019-12-31 ~ 2020-01-24
Cg Funds Trust 615 E Michigan Street, Milwaukee, WI 53202 Investment Company - Open End 2018-12-31 ~ 2019-10-30
Wintergreen Fund, Inc. C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 Investment Company - Open End 2018-12-31 ~ 2019-06-13