This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Guggenheim Defined Portfolios,, Series 2030 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-17 ~ 2021-06-17 |
| Guggenheim Defined Portfolios, Series 1908: | C/o Guc/o Guggenheim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-06-17 ~ 2020-06-17 |
| Guggenheim Defined Portfolios, Series 2029 | 227 West Monroe Streeet, Chicago, IL 60606 | Investment Company - Other | 2020-06-12 ~ 2021-06-12 |
| Guggenheim Defined Portfolios, Series 1903; | C/o Guggenhem Funds Distriibutors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-06-07 ~ 2020-06-07 |
| Guggenheim Defined Portfolios, Series 1897 | C/o Guggenheim Funds Distributors, Chicago, IL 60606 | Investment Company - Other | 2019-05-28 ~ 2020-05-28 |
| Guggenheim Defined Portfolios, Series 1896 | C/o Guggengheim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-05-23 ~ 2020-05-23 |
| Guggenheim Defined Portfolios, Series 2017: | 2227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-29 ~ 2021-04-29 |
| Guggenheim Defined Portfolios, Series 2001: | 227 West Nonroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-03-30 ~ 2021-03-30 |
| Guggenheim Defined Portfolios, Series 1874 | C/o Guggenheim Funbds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-03-22 ~ 2020-03-22 |
| Guggenheim Defined Portfolios, Series 1863 | C/o Guggenhiem Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-02-25 ~ 2020-02-25 |
| Flowstone Opportunity Fund | 444 West Lake Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-01 ~ 2021-04-01 |
| Destra International & Event-driven Credit Fund | One North Wacker Drive, Chicago, IL 60606 | Investment Company - Other | 2020-03-26 ~ 2021-03-26 |
| Destra Multi - Alternative Fund | 1 N Wacker Dr Fl 48, Chicago, IL 60606-2829 | Investment Company - Other | 2020-03-05 ~ 2021-03-05 |
| Guggenheim Defined Portfolios, Series 1938 | C/o Guggenheim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-09-20 ~ 2020-09-20 |
| Guggenehim Defined Portfolios, Series 1843; | C/o Guggenheim Fund Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-01-02 ~ 2020-01-02 |
| Guggenheim Defined Portfolios, Series 1972 | 227 West Monroe St, Chicago, IL 60606 | Investment Company - Other | 2019-12-19 ~ 2020-12-19 |
| Guggenheim Defined Portfolios, Series 1970 | 227 West Monroes Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-17 ~ 2020-12-17 |
| Grosvenor Registered Multi-strategy Fund (w), LLC | 900 North Michigan Avenue, Chicago, IL 60611 | Investment Company - Other | 2019-08-30 ~ |
| Guggenheim Defined Portfolios, Series 1828: | C/o Guggenheim Asset Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2018-11-16 ~ 2019-11-16 |
| Guggenheim Defined Portfolios, Series 1826; | C/o Guggenheim Asset Management, Inc., Chicago, IL 60606 | Investment Company - Other | 2018-11-15 ~ 2019-11-15 |
| Guggenheim Defined Portfolios, Series 1953 | 337 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-04 ~ 2020-11-04 |
| Guggenheim Defined Portfolios, Series 1824 | C/o Guggenheim Defined Portfolios, LLC, Chicago, IL 60606 | Investment Company - Other | 2018-11-02 ~ 2019-11-02 |
| Guggehniem Defined Portfolios, Series 1816 | C/o Guggehneim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2018-10-23 ~ 2019-10-23 |
| Guggenheim Defined Portfolios, Series 1947 | 227 West Monre Street, Chicago, IL 60606 | Investment Company - Other | 2019-10-18 ~ 2020-10-18 |
| Guggenheim Defined Portfolios, Series 1811 | C/o Guggenheim Fuinds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2018-10-12 ~ 2019-10-12 |
| Guggenheim Defined Portfolios, Series 1940 | 27 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-09-30 ~ 2020-09-30 |
| Guggenheim Defined Portfolios, Series 1941 | 237 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-09-30 ~ 2020-09-30 |
| Guggenheim Defined Portfolios, Series 2031 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-17 ~ 2021-06-17 |
| Guggenheim Defined Portfolios, Series 2028 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-08 ~ 2021-06-08 |
| Guggenheim Defined Portfolios, Series 2027 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-08 ~ 2021-06-08 |
| Guggenheim Defined Portfolios, Series 2026 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-05 ~ 2021-06-05 |
| Guggenheim Defined Portfolios, Series 2025: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-28 ~ 2021-05-28 |
| Guggenheim Defined Portfolios, Series 2005 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-28 ~ 2021-05-28 |
| Guggenheiim Defined Portfolios, Series 2024: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-26 ~ 2021-05-26 |
| Guggenheim Defined Portfolios, Series 2022 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-20 ~ 2021-05-20 |
| Guggenheim Defined Portfolios, Series 2023 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-20 ~ 2021-05-20 |
| Guggenheim Defined Portfolios, Series 2020 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-18 ~ 2021-05-18 |
| Guggenheim Defined Portfolios, Series 2021 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-18 ~ 2021-05-18 |
| Guggenheim Defined Portfolios, Series 2004 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-06 ~ 2021-05-06 |
| Guggenheim Defined Portfolios, Series 2019: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-04 ~ 2021-05-04 |
| Guggenheim Defined Portfolios, Series 2018; | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-05-01 ~ 2021-05-01 |
| Guggenheim Defined Portfolios, Series 2015: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-30 ~ 2021-04-30 |
| Guggenheim Defined Portfolios, Series 2014: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-27 ~ 2021-04-27 |
| Guggenheim Defined Portfolios, Series 2012 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-20 ~ 2021-04-20 |
| Guggenheim Defined Portfolios, Series 2013 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-20 ~ 2021-04-20 |
| Ft 8698 | 120 East Liberty Drive, Chicago, IL 60606 | Investment Company - Other | 2020-04-17 ~ 2021-04-17 |
| Ft 8639 | 120 East Liberty Drive, Chicago, IL 60606 | Investment Company - Other | 2020-04-17 ~ 2021-04-17 |
| Ft 8638 | 120 East Liberty Drive, Chicago, IL 60606 | Investment Company - Other | 2020-04-17 ~ 2021-04-17 |
| Guggenheim Defined Portfolios, Series 2010: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-09 ~ 2021-04-09 |
| Guggenheim Defined Portfolios, Series 2008: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-09 ~ 2021-04-09 |
| Guggenheim Defined Portfolios, Series 2009: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-08 ~ 2021-04-08 |
| Guggenheim Defined Portfolios, Series 2007: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-06 ~ 2021-04-06 |
| Guggenheim Defined Portfolios, Series 2006: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-03 ~ 2021-04-03 |
| Ft 8587: | 120 East Liberty Drive, Chicago, IL 60606 | Investment Company - Other | 2020-03-30 ~ 2021-03-30 |
| Guggenheim Defined Portfolios, Series 2016: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-03-27 ~ 2021-03-27 |
| Guggenheim Defined Portfolios, Series 1999 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-03-17 ~ 2021-03-17 |
| Guggenheim Defined Portfolios, Series 1998; | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-03-17 ~ 2021-03-17 |
| Guggenheim Defined Portfolio, Series 1997 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-03-12 ~ 2021-03-12 |
| Guggenheim Defined Portfolios, Seires 1996; | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-03-11 ~ 2021-03-11 |
| Guggenheim Defined Portfolios, Series 1995: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-03-09 ~ 2021-03-09 |
| Guggenheim Defined Portfolios, Series 1993: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-03-05 ~ 2021-03-05 |
| Guggenheim Defined Portfolios, Series 2003: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-28 ~ 2021-02-28 |
| Guggenheim Defined Portfolios, Series 1991 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-28 ~ 2021-02-28 |
| Guggenheim Defined Portfolios, Series 1990: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-26 ~ 2021-02-26 |
| Guggenheim Defined Portfolios, Series 1986: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-24 ~ 2021-02-24 |
| Guggenheim Defined Portfolios, Series 1992: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-24 ~ 2021-02-24 |
| Guggenheim Defined Portfolios, Series 1988: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-24 ~ 2021-02-24 |
| Guggeenheim Defined Portfolios, Series 1989 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-24 ~ 2021-02-24 |
| Guggenheim Defined Portfolios, Series 1983: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-24 ~ 2021-02-24 |
| Guggenheim Defined Portfolios, Series 1987: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-24 ~ 2021-02-24 |
| Guggenheim Defined Portfolios, Series 1984: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-14 ~ 2021-02-14 |
| Guggenheim Defined Portfolios, Series 1982: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-07 ~ 2021-02-07 |
| Guggenheim Defined Portfolios, Series 1981 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-02-03 ~ 2021-02-03 |
| Guggenheim Defined Portfolios, Series 1979 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-01-27 ~ 2021-01-27 |
| Guggenheim Defined Portfolios, Series 1980 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-01-24 ~ 2021-01-24 |
| Guggenheim Defined Portfolios, Series 1977 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-01-27 ~ 2021-01-22 |
| Guggenheim Defined Portfolios, Series 1976 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-01-13 ~ 2021-01-13 |
| Guggenheim Defined Portfolios, Series 1975 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-01-07 ~ 2021-01-07 |
| Guggenheim Defined Portfolios, Series 1973: | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-01-06 ~ 2021-01-06 |
| Guggenheim Defined Portfolios, Series 1974 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-01-06 ~ 2021-01-06 |
| Guggenheim Defined Portfolios, Series 1973; | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-01-03 ~ 2021-01-03 |
| Guggenheim Defined Portfolio, Series 1971 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-23 ~ 2020-12-23 |
| Guggenheim Defined Portfolios, Series 1969 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-17 ~ 2020-12-17 |
| Guggenheim Defined Portfolios, Series 1968 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-12 ~ 2020-12-12 |
| Guggenheim Defined Portfolios, Series 1967 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-11 ~ 2020-12-11 |
| Guggenheim Defined Portfolios, Series 1965 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-09 ~ 2020-12-09 |
| Guggenheim Defined Portfolio, Series 1966 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-06 ~ 2020-12-06 |
| Guggenheim Defined Portfolio, Series 1963 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-06 ~ 2020-12-06 |
| Guggenheim Defined Portfolios, Series 1964 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-06 ~ 2020-12-06 |
| Guggenheim Defined Portfolios, Series 1963 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-06 ~ 2020-12-06 |
| Guggenheim Defined Portfolios, Seris 1949 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-27 ~ 2020-11-27 |
| Guggenheim Defined Portfolios, Series 1960; | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-27 ~ 2020-11-27 |
| Guggenheim Defined Portfolios, Series 1962 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-27 ~ 2020-11-27 |
| Guggenheim Defined Portfolios, Series 1961 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-27 ~ 2020-11-27 |
| Guggenheim Defined Portfolios, Series 1958 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-22 ~ 2020-11-22 |
| Guggenheim Defined Portfolios, Series 1956 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-18 ~ 2020-11-18 |
| Guggenheim Defined Portfolios, Series 157 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-18 ~ 2020-11-18 |
| Guggenheim Defined Portfolio, Series 1955 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-15 ~ 2020-11-15 |
| Guggenheim Defined Portfolios, Series 1954 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-15 ~ 2020-11-15 |
| Guggenheim Defined Portfolios, Series 1952 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-04 ~ 2020-11-01 |