This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
North Square Investments Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Stone Ridge Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2020-04-30 ~ 2020-12-31 |
Horizon Funds | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
North Capital Funds Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Managed Portfolilo Series | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Cushing Mutual Funds Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2020-02-03 ~ 2020-12-31 |
Agf Investments Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2020-01-03 ~ 2020-12-31 |
Baird Funds, Inc. | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2020-01-02 ~ 2020-12-31 |
Hotchkis & Wiley Funds | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Penn Capital Funds Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Wisconsin Capital Funds, Inc. | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Direxion Funds | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Professionally Managed Portfolios | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Brown Advisory Funds | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Manager Directed Portfolios | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Advisors Series Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Goodhaven Fund | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Managed Portfolio Series | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Nicholas Fund, Inc. | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
First American Funds, Inc. | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Brandes Investment Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Carillon Series Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Trust for Advised Portfolios | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Fundx Investment Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Rivernorth Marketplace Lending Corporation | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Other | 2019-08-29 ~ 2020-05-18 |
Steben Alternative Investment Funds | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-01-24 |
Frontier Funds, Inc. - Miscoded As Uit - Really Open-end | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Other | 2018-12-31 ~ 2019-12-31 |