PAWLICY ADVISOR INC. (Credential# 1997363) is licensed (Securities - Exemptions) with Connecticut Department of Consumer Protection. The license effective date is December 23, 2019. The license status is ACTIVE.
PAWLICY ADVISOR INC. is licensed with the Department of Consumer Protection of Connecticut. The credential number is #SE.1114584. The credential type is securities - exemptions. The effective date is December 23, 2019. The business address is C/o Loweinstein Sandler, LLP, New York, NY 10020. The current status is active.
Licensee Name | PAWLICY ADVISOR INC. |
Business Name | PAWLICY ADVISOR INC. |
Credential ID | 1997363 |
Credential Number | SE.1114584 |
Credential Type | Securities - Exemptions |
Business Address |
C/o Loweinstein Sandler, LLP New York NY 10020 |
Business Type | BUSINESS |
Status | ACTIVE - ACTIVE |
Active | 1 |
Issue Date | 2019-12-23 |
Effective Date | 2019-12-23 |
Refresh Date | 2020-01-08 |
Street Address | C/O LOWEINSTEIN SANDLER, LLP |
City | NEW YORK |
State | NY |
Zip Code | 10020 |
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Jewish Board of Family & Children's Services, Inc. · N/a | 135 West 50th Street, 6th Fl, New York, NY 10020 | Public Charity | 2020-06-01 ~ 2021-05-31 |
G2 Long Only Fund Qp, Lp | 14 West 49th Street, New York, NY 10020 | Securities - Exemptions | 2020-01-08 ~ |
Capra Clo Founders Fund, Lp. / Aka: Col Clo Fouders Fund, Lp | 1230 Avenue of The Americaas, New York, NY 10020 | Securities - Exemptions | 2019-12-11 ~ |
Waterfall Ithaca Fund, LLC | 1251 Avenue of The Americass, New York, NY 10020 | Securities - Exemptions | 2019-12-12 ~ |
Capra Ibex, Clo Investor 2017, LLC | 1230 Avenue of The Americas, New York, NY 10020 | Securities - Exemptions | 2019-12-10 ~ |
Briar Meads Spv Xvi, LLC | 1270 Avenue of The Americas, New York, NY 10020 | Securities - Exemptions | 2019-10-30 ~ |
Ghcp Ff Investor LLC | 6 00 Fifth Avenue, 2nd Floor, New York, NY 10020 | Securities - Exemptions | 2019-09-26 ~ |
Jennifer A Gattie · George Auchincloss | 10 Rockefeller Plaza, New York, NY 10020 | Real Estate Salesperson | 2001-06-01 ~ 2002-05-31 |
Richard L Rausch | 1 Rockefeller Plaza, New York, NY 10020 | Dentist | 2013-01-01 ~ 2013-12-31 |
Peter Malcolm Fund Inc. | 1221 Ave. of The Americas, 13th Flr, New York, NY 10020 | Public Charity | ~ |
Find all Licenses in zip 10020 |
City | NEW YORK |
Zip Code | 10020 |
License Type | Securities - Exemptions |
License Type + County | Securities - Exemptions + NEW YORK |
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Multi-advisor Funds Emerging Markets Debt Fund | 50 South Lasalle St, Chicago, IL 60603 | Securities - Exemptions | 2020-04-15 ~ |
Multi-advisor Funds Covered Call Equity Income Fund | 50 South Lasalle St, Chicago, IL 60603 | Securities - Exemptions | 2020-04-15 ~ |
Multi-advisor Funds Energy Infrastructure Fund - Eagle Global Advisors, LLC | 50 South Lasalle St, Chicago, IL 60603 | Securities - Exemptions | 2020-04-15 ~ |
Fidelity Advisor Series I | 82 Devonshire Street - Zw10, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Fidelity Advisor Series Iv | 82 Devonshire Street-zw10, Boston, MA 02109 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Fidelity Advisor Series II | 82 Devonshire Street-zw10, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
Kaplan Global Tax Advisor LLC | Po Box 1363, Glastonbury, CT 06033 | Certified Public Accountant Firm Permit | 2020-01-01 ~ 2020-12-31 |
Horizon Investment Advisor, LLC | 1813 Silas Deane Highway, Rocky Hill, CT 06067 | Certified Public Accountant Firm Permit | 2003-01-01 ~ 2003-12-31 |
Horizon Investment Advisor | 1813 Silas Deane Highway, Rocky Hill, CT 06067 | Certified Public Accountant Firm Permit | 2000-01-11 ~ 2000-12-31 |
Fidelity Advisor Series Vii | 245 Summer Street, Boston, MA 02210 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
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Data Provider | Connecticut Department of Consumer Protection |
Jurisdiction | Connecticut |
Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).